Market Abuse Workshop

This Market Abuse compliance training course is delivered by a seasoned specialist with over 20 years of experience in compliance, risk management, and regulatory oversight.

He ensures participants gain theoretical and practical knowledge via real-world perspectives. Having led both European and global functions within wealth management divisions, custodians, and major international banks, this expert offers insight that extends well beyond the core curriculum. His extensive practical experience, combined with a deep understanding of regulatory frameworks, makes the trainer an invaluable asset, specifically surrounding market abuse compliance.

With a distinguished background as a former regulator, the trainer brings deep expertise in regulatory and financial crime compliance. Throughout a successful career and alongside his extensive knowledge of FCA market abuse, this specialist has provided strategic consultancy to a wide range of financial institutions. These include retail, private, and commercial banks, as well as fund managers and investment firms. His advisory work spans policy development, risk mitigation, and regulatory implementation, offering participants a uniquely informed perspective in both oversight and industry practice.

Participants will benefit greatly from the knowledge and guidance of our seasoned expert.

Market abuse training is designed to provide participants with a comprehensive understanding of the risks, implications, and real-world consequences of market abuse in today’s regulatory environment. Sessions combine technical insight with practical application to ensure long-term value for attendees.

Key areas of focus include:

• A detailed focus on the risks present in today's market environment. We will explore their nature, significance and the reasons they are particularly relevant from a market abuse compliance and regulatory perspective.
• An in-depth review and analysis of industry-relevant case studies. Sessions examine the circumstances surrounding each case and the valuable insights and lessons they provide.
• This market abuse course equips you with the insights, tools and practical knowledge required to apply key concepts to real-world situations. Effective compliance is sustained long after training concludes.

Market Abuse training is essential for:

• Investment staff within authorised firms and funds
• CCOs and Compliance staff
• Relevant operations and support staff

MAR was first introduced in July 2016. The FCA continues to fine individuals and high-profile firms in the fund industry for breaches. Combined with the need for ongoing market abuse regulation training and increased accountability under the SMCR (Senior Managers and Certification Regime), senior managers must maintain continuous vigilance regarding risk within their firms.

Training at Redcliffe explores this subject in depth. Participants examine MAR implications, the firm's obligations to demonstrate staff awareness and compliance alongside the need to implement appropriate systems and controls. Training ensures comprehensive coverage of all relevant aspects, ensuring participants leave with a thorough understanding of the regulatory expectations and best practices.

Course Format:

• Duration is a half-day classroom-style format delivered interactively
• Training can be made available as an online series at your request

At Redcliffe Training, our Market Abuse course is delivered by a time-served expert with dedicated industry experience. Participants are given the option to fully customise content based on the team's needs.