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Compliance

Our public courses can also be presented in-house for you, with the majority also available in live webinar format. Please contact us for details.

Did you know you don’t have to book multiple places on just one course to get our fantastic discounts? – you can book different participants on any of our courses and still get the same discount

Course Title
Type
Price
Dates
Location
Financial Promotions Workshop - Suitable for All Regulated Firms

Learn the Existing Rules, including latest proposals & the new consumer duty and prepare to manage the multiple changes & proposals being made by the FCA

Derivatives and ISDA®

Learn the full coverage and how to apply the important aspects of derivatives trading

Roles and Responsibilities of the Money Laundering Reporting Officer (MLRO)

Learn the roles and responsibilities of the MLRO to gain a full understanding

Advanced Sanctions Risks

Learn from a thorough analysis of important topics in sanctions risk management

Trade Based Money Laundering (TBML) and Sanctions Compliance

Learn TBML and sanctions compliance by identifying and understanding risk features of core product areas and key aspects from an audit and compliance risk perspective

Conflicts of Interest - A Practical Guide & Workshop

Learn the Regulatory Requirements, Ethical & Best Practice Guidelines and How it Should Operate in Practice

Advanced Sanctions - Securities & Investments

Analyse and learn to develop a critical understanding of the impact of sanctions risks in issuing, trading, selling or facilitating securities

A Comprehensive Guide to UK Financial Services Regulation and Compliance

Learn how the financial markets work in practice by reviewing the central pieces of UK legislation and the Institutions/Regulators that oversee them, in this highly interactive webinar

Vulnerable Customers

Learn about the FCA expectations and understand how to respond

The New Consumer Duty & The Requirements for Firms

Learn about FCA Requirements & Effective Practice Considerations. More than just Treating Customers Fairly?


pdfClick here to download course category brochure

At Redcliffe Training, we want to ensure that you choose the most appropriate compliance courses for your needs. Our trainers are all former practitioners who deliver highly technical, practical and best practices in compliance training courses covering numerous pertinent topics.

Our advanced regulatory compliance courses are presented on publicly scheduled dates (shown above). However, if you have a group of participants, it can be cost-effective for the financial services regulatory compliance course to be presented exclusively for your company on a date of your choosing.

Each compliance training course is presented via a live interactive webinar on Zoom, a platform purposely designed to facilitate an interactive and engaging learning experience that rivals a classroom. Participants will have live access to the trainers and the opportunity for live Q&A. Our trainers can also make use of a range of learning tools built into Zoom, including virtual whiteboards, live annotations and breakout rooms.

If you would like to learn more about either option please call us at +44 (0)20 7387 4484 or, please fill out our contact form and we will contact you instantly.

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