Compliance

Our public courses can also be presented in-house for you, with the majority also available in live webinar format. Please contact us for details.

Course Title
Type
Price
Dates
Location
Roles and Responsibilities of the Money Laundering Reporting Officer (MLRO)

Learn the roles and responsibilities of the MLRO to gain a full understanding

The Board & Corporate Governance

Build the trust, transparency and accountability necessary for fostering long-term investment, financial stability and business integrity to support stronger growth and more inclusive societies

A Comprehensive Guide to UK Financial Services Regulation and Compliance

Learn how the financial markets work in practice by reviewing the central pieces of UK legislation and the Institutions/Regulators that oversee them, in this highly interactive webinar

Anti-Bribery & Corruption: Managing Emerging Risks

Learn the adequate and effective management of emerging Anti-Bribery and Corruption risks

FCA Compliant Complaints Handling

Learn about FCA Requirements & Effective Practice Considerations

Derivatives and ISDA

Learn the full coverage and how to apply the important aspects of derivatives trading

Conflicts of Interest - A Practical Guide & Workshop

Learn the Regulatory Requirements, Ethical & Best Practice Guidelines and How it Should Operate in Practice

Financial Promotions Workshop – Suitable for All Regulated Firms

Learn the Existing Rules and Understand Dealing with the Multiple Changes Being Made by the FCA

Advanced Sanctions - Securities & Investments

Analyse and learn to develop a critical understanding of the impact of sanctions risks in issuing, trading, selling or facilitating securities

Advanced Sanctions Risks

Learn from a thorough analysis of important topics in sanctions risk management


pdfClick here to download course category brochure

At Redcliffe Training, we want to ensure you choose the most appropriate Compliance courses for your needs. Our trainers are all former practitioners who deliver highly technical, practical and best practice accounting courses covering a wide range of pertinent topics.
We offer Compliance course outlines covering the following:

  • A Comprehensive Guide to UK Financial Services Regulation and Compliance
  • AML Escalation Workshop
  • Advanced Sanctions - Securities & Investments
  • Advanced Sanctions Risks
  • Anti-Bribery & Corruption: Managing Emerging Risks
  • Bank Capital Adequacy Under Basel III and CRD IV & V
  • Compliance Issues in Green Investing and Sustainable Finance
  • Conflicts of Interest - A Practical Guide & Workshop
  • Customer Due Diligence Masterclass
  • Delivering Effective Compliance Reports
  • Derivatives and ISDA
  • Essential AML/FCC Escalation & Suspicion Reporting Workshop
  • FCA CASS Rules
  • FCA Compliant Complaints Handling
  • FCA Conduct of Business Rules
  • Financial Crime and Compliance Masterclass Including CTF & AML
  • Financial Promotions Workshop – Suitable for All Regulated Firms
  • Fundamental Review of the Trading Book
  • Market Abuse Workshop
  • Operational Resilience: Building Effective Frameworks
  • Risk Based Compliance Monitoring Programme
  • Roles and Responsibilities of the Money Laundering Reporting Officer (MLRO)
  • The Board & Corporate Governance
  • The ICAAP Workshop; Preparing, Reviewing & Deployment
  • The Latest Basel IV Regulatory Requirements
  • The New Consumer Duty & The Requirements for Firms
  • Trade Based Money Laundering (TBML) and Sanctions Compliance
  • Treating Customers Fairly
  • Vulnerable Customers

Our Compliance courses are presented on publicly scheduled dates (shown above) or if you have a group of participants it can be cost effective for the course to be presented exclusively for your company on a date of your choosing

Each compliance course is presented via live interactive webinar – Zoom – a platform purposely designed to facilitate an interactive and engaging learning experience which rivals that of a classroom. Participants will have live access to the trainers and the opportunity for live Q&A. Our trainers can also make use of a range of learning tools built into Zoom, including virtual whiteboards, live annotations and breakout rooms.

If you would like to find out more about either option please call us on +44 (0)20 7387 4484 or, please fill out our contact form and we will contact you straightaway.

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