Financial Compliance Courses

Welcome to Redcliffe Training, your trusted source for high-level financial compliance training courses. Designed to empower you with the knowledge and skills required to navigate the intricate world of regulatory compliance, sessions are delivered both live online and in person. If you have any questions or require bespoke training, please don't hesitate to contact us. Our team is ready to assist you on your journey to finding the right compliance training elements you need.

Book Compliance Training Courses Here

Course Title
Derivatives and ISDA®

Learn the full coverage and how to apply the important aspects of derivatives trading

Conflicts of Interest - A Practical Guide & Workshop

Learn the Regulatory Requirements, Ethical & Best Practice Guidelines and How it Should Operate in Practice

Advanced Sanctions - Securities & Investments

Analyse and learn to develop a critical understanding of the impact of sanctions risks in issuing, trading, selling or facilitating securities

Financial Promotions Workshop - Suitable for All Regulated Firms

Learn the Existing Rules, including latest proposals & the new consumer duty and prepare to manage the multiple changes & proposals being made by the FCA

Roles and Responsibilities of the Money Laundering Reporting Officer (MLRO)

Learn the roles and responsibilities of the MLRO to gain a full understanding

The ICAAP Workshop; Preparing, Reviewing & Deployment

Learn about ICAAP principles, their relevance and application to the ICAAP - with an overview of the ILAAP

FCA Compliant Complaints Handling

Learn about FCA Requirements & Effective Practice Considerations

Advanced Sanctions Risks

Learn from a thorough analysis of important topics in sanctions risk management

Vulnerable Customers

Learn about the FCA expectations and understand how to respond

A Comprehensive Guide to UK Financial Services Regulation and Compliance

Learn how the financial markets work in practice by reviewing the central pieces of UK legislation and the Institutions/Regulators that oversee them, in this highly interactive training.

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At Redcliffe, we provide diverse courses, delivered online and in person by experts. Compliance training for financial services specialists is meticulously crafted to further enhance your knowledge. Two standout options include our Advanced Sanctions Risks course and Conflicts of Interest. As specialised programs they delve deep into critical compliance areas, providing you with invaluable insights and strategies to tackle complex challenges in the financial services sector.

Choose Your Compliance Learning Path

It’s easy to take part in financial compliance courses at Redcliffe Training as our flexible commitment to you ensures choice. Opt for a learning format suiting your schedule and preferences via online and in-house training.

Most of our courses are available in two formats; live, online training and in-house. Live compliance training is conducted on specific dates, providing you the opportunity to participate in dynamic, interactive sessions from the comfort of your own space. Alternatively, if you have a group of participants, in-house financial compliance courses offer a tailored approach based on your company’s specific needs and schedule.

Early Bird Savings and Discounts

Your time, resources and learning journey are all important and at Redcliffe Training we recognise this with early bird discounts, helping you secure your spot at a reduced rate. Our booking policy is flexible allowing you to maximize savings by booking different participants on multiple compliance training courses. We're committed to helping you achieve your professional goals without breaking the bank.

Explore Compliance Training for Financial Services

Discover a wide array of compliance training courses tailored to the financial services industry. Popular courses include Proficiency of the Money Laundering Reporting Officer (MLRO) and discovering the expectations of effectively Dealing with Vulnerable Customers.

Our compliance courses cover a host of topics, including:

  • Regulatory frameworks and updates
  • Risk assessment and management
  • Best practices in compliance
  • Ethical considerations
  • Reporting and documentation requirements

Elevate Your Compliance Expertise Today

Take the logical next step and choose Redcliffe Training as your provider. Our expert trainers, interactive training, and comprehensive financial compliance courses set the stage for your success. To learn more about what we offer or discuss tailored solutions, call us at +44 (0)20 7387 4484 or simply contact us. Join the ranks of high-level professionals who trust Redcliffe Training for unparalleled financial services compliance training.

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