Financial Compliance Courses

Welcome to Redcliffe Training, your trusted source for high-level Financial Compliance Training. Designed to empower you with the knowledge and skills required to navigate the intricate world of regulatory compliance, sessions are delivered live online or in person. Contact us today to discuss your requirements and further investigate the bespoke elements offered. Our expert team is ready to assist you on your regulatory compliance training journey.

Book Finance Compliance Training

Course Title
Type
Price
Dates
Location
Effective Suspicious Activity Reports & Suspicious Transaction Reports - The 5 'W's

Learn how to write effective SAR/STRs, the data collection process, how they can meet existing regulations and how regulators/law enforcement need them written to apply these regulations properly

Terrorist & Proliferation Financing

Learn the up-to-date terrorist financing methodologies, how to spot terrorist flows and their direct connections with sanctions and proliferation financing. We also cover best practices in CFT/PF prevention inside a business and the importance of professional scepticism to success.

AML & Financial Crime for Legal Professionals

Learn the how AML rules impact law firms, their clients and their suppliers. The course also covers best practice in due diligence and KYC and offers practical solutions in establishing the ultimate controller of different client structures.

Conducting AML Investigations

Learn the most up-to-date techniques for conducting investigations, including best practices in SARs/STRs, the importance of good data and how to deal with pre-and-post reporting issues

Conduct Risk - How the Regulatory Changes Impact You & Your Business and Current Best Practice

Learn what the regulators now expect from firms, how to apply the rules in practice, and how to prepare your firm for the regulations and regulatory enforcement. In addition, we demystify the jargon to ensure you can easily understand the rules.

Trading of Securities Lending

An in-depth securities training course that fully examines trading to settlement principles, collateral management, and the associated risks.

Derivatives and ISDA®

Learn the full coverage and how to apply the important aspects of derivatives trading

Conflicts of Interest - A Practical Guide & Workshop

Learn the regulatory requirements, ethical & best practice guidelines and how they should all operate in practice

Roles and Responsibilities of the Money Laundering Reporting Officer (MLRO)

Learn the roles and responsibilities of the MLRO

A Comprehensive Guide to UK Financial Services Regulation and Compliance

Learn how the financial markets work in practice by reviewing the central pieces of UK legislation and the Institutions/Regulators that oversee them, in this highly interactive training.


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Begin Your Regulatory Compliance Training Journey


The diverse range of courses found at Redcliffe Training are delivered by specialists with lengthy careers, relevant to compliance. Courses include our FCA Compliant Complaints Handling, a one-day session, delivered across 2 half days in a virtual classroom. Brand-new topics include Terrorist & Proliferation Financing, The Anti-Greenwashing RuleAML Investigations and much more. Delving deep into critical areas; your attendance to our financial compliance courses means you'll receive the valuable insights and strategies required to tackle complex challenges and level up your career.

Flexible Financial Compliance Courses

At Redcliffe Training our commitment is to you, the learner and we ensure a straightforward process with flexible options available. Participants can opt for a public, online financial compliance training session, delivered live at a specified date and time. Alternatively, we provide a bespoke, in-house training option whereby course content is specific to the needs of your team.

The majority of our compliance courses are available both publicly online and in-house. Whilst public dates are specified by us, in-house sessions are delivered on a date and time that suits you.

Fixed Time Promotions Savings & Discounts

Your time, resources and learning journey are vital and we recognise this with fixed time promotions, helping you secure your spot at a reduced rate. Financial compliance training is included in our flexible booking policy, allowing you to maximise savings by booking different participants on multiple courses. We're committed to helping you achieve your professional goals without breaking the bank.

Explore Compliance Training for Financial Services

Discover a comprehensive range of compliance training for financial services. Sought-after sessions include Proficiency of the MLRO, Advanced Sanctions Risks, TBMLFinancial Promotions Workshop, discovering the expectations of effectively Dealing with Vulnerable Customers and more.

Regulatory Compliance Course Topics:

  • Regulatory frameworks and updates
  • Risk assessment and management
  • Best practices in compliance
  • Ethical considerations
  • Reporting and documentation requirements

Elevate Your Compliance Expertise Today

Take the logical next step and choose Redcliffe as your financial compliance course provider. Our expert trainers, interactive sessions, and comprehensive content sets the stage for your success. To learn more about what we offer or discuss tailored solutions, call us at +44 (0)20 7387 4484 or simply contact us. Join the ranks of high-level professionals who trust Redcliffe Training for unparalleled training.

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