Compliance Courses
Welcome to Redcliffe Training, your trusted source for high-level financial compliance training providing you with the knowledge and skills required to navigate regulatory compliance.
Contact us today to discuss your requirements and the bespoke elements offered: our expert team is ready to assist you.
Book Finance Compliance Training
Course Title
Type
Price
Dates
Location
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Course
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Trading of Securities Lending
An in-depth securities training course that fully examines trading to settlement principles, collateral management, and the associated risks.
Details
An in-depth securities training course that fully examines trading to settlement principles, collateral management, and the associated risks.
New
Course
New
Derivatives and ISDA®
Learn the full coverage and how to apply the important aspects of derivatives trading
Details
Learn the full coverage and how to apply the important aspects of derivatives trading
Learn the regulatory requirements, ethical & best practice guidelines and how they should all operate in practice
Learn the roles and responsibilities of the MLRO
Learn how the financial markets work in practice by reviewing the central pieces of UK legislation and the Institutions/Regulators that oversee them, in this highly interactive training.
Analyse and learn to develop a critical understanding of the risks and impact of sanctions in issuing, trading, selling or facilitating securities
Learn the current Rules, including Anti-Greenwashing, the Consumer Duty, the updated Social Media Guidance and be better prepared to manage the multiple changes being proposed and implemented by the FCA.
Learn about ICAAP principles, their relevance and application to the ICAAP - with an overview of the ILAAP
New
Course
New
Vulnerable Customers
Learn about the FCA expectations and understand how to respond
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Learn about the FCA expectations and understand how to respond
New
Course
New
Delivering Effective Compliance Reports
Learn how to communicate key issues requiring action and help senior managers demonstrate compliance with their conduct rule requirements
Details
Learn how to communicate key issues requiring action and help senior managers demonstrate compliance with their conduct rule requirements
Click here to download course category brochure
Begin Your Regulatory Compliance Training Journey
Redcliffe Training’s diverse range of courses are delivered by compliance specialists with established careers.
Courses include
Derivatives & ISDA: a comprehensive overview of derivatives trading, covering key products, market workings, ISDA documentation, compliance, and practical issues like netting, valuation, and loan transaction integration.
If you’re looking for the most up-to-date technical knowledge surrounding sanctions, consider Redcliffe's financial compliance courses on
Advanced Sanctions: Securities & Investments or
Advanced Sanctions Risk training.
New for 2025: A brand-new course to attend is
Trading of Securities Lending: a deep dive into securities lending and borrowing. It covers collateral management, short-selling strategies, associated risks, and market practices, offering practical insights for professionals trading and lending professionals.
Flexible Learning
At Redcliffe Training, our commitment is to you, the learner. We ensure a straightforward process with flexible options tailored to your needs. Participants can opt for public online financial compliance training sessions, delivered live at a specified date and time.
Alternatively, we provide a bespoke, in-house training option whereby course content is specific to the needs of your team.
The majority of our compliance courses are available both publicly online and in-house. Whilst public dates are specified by us, in-house sessions are delivered on a date and time that best suits you.
Financial Compliance Training Highlights
Whether you want to understand the
roles and responsibilities of the MLRO, know the current rules of
Financial Promotions inside-out, master
conflicts of interest or discover the FCA expectations of effectively
dealing with vulnerable customers, here’s what you can take away:
- Regulatory frameworks and updates: Gain a clear understanding of the latest regulatory developments and frameworks, ensuring your compliance practices remain up-to-date and aligned with current standards.
- Risk assessment and management: Learn how to identify, evaluate, and mitigate potential risks within your organisation to ensure compliance and safeguard against regulatory breaches.
- Best practices in compliance: Explore proven strategies and methodologies for implementing effective compliance programs tailored to your industry.
- Ethical considerations: Understand the importance of ethical decision-making in compliance, helping you build a culture of integrity and accountability across your organisation.
- Reporting and documentation requirements: Master the processes for accurate reporting and maintaining comprehensive records to meet regulatory expectations and support audit readiness.
Elevate Your Compliance Expertise Today
Take the logical next step and choose Redcliffe as your financial compliance course provider. Our expert trainers, interactive sessions, and comprehensive content sets the stage for your success. To learn more about what we offer or discuss tailored solutions, call us at
+44 (0)20 7387 4484 or simply
contact us. Join the ranks of high-level professionals who trust Redcliffe Training for unparalleled training.
FAQ
Do you offer discounts for single places and block bookings for any of your regulatory compliance courses?
Yes, both options are available for our public courses. Your time, resources and learning journey are vital and we recognise this with fixed-time promotions, helping you secure your spot at a reduced rate. Financial compliance training is included in our flexible booking policy, allowing you to maximise savings by booking different participants on multiple courses. Please see each course page for more details on applicable discounts.