COMPLIANCE COURSES
COMPLIANCE COURSES
YOUR LEARNING EXPERIENCE
Our Compliance Courses can be booked and accessed in
the following ways:
Public Courses
A wide range of courses presented in a virtual class to clients globally
Only up to 25 attendees per session allowed in order to maintain high interactivity
Fantastic group booking discounts
Live access to the trainer
Full and comprehensive training materials provided
In-house Course
Exclusive training for your company
Presented on a date and time of your choice
Face-to-face or via live virtual class
Topics can be expanded or deleted to suit your bespoke requirements
Pre-recorded Webinar
Record your live in-house webinar session
The course can also be pre-recorded and fully edited exclusively for your company
Supporting course materials (tests and quizzes also available if required).
The files will be converted to enable housing on your LMS and available for participant numbers of between 50 and 5000.
COMPLIANCE COURSES
Up to
60% discount
applied on multiple places/or multiple courses booked. Click on the course titles below to see discounts available and read the full course outlines.
Public courses
Course
Price
Date
A Comprehensive Guide to UK Financial Services Regulation and Compliance
£1390.00
16-17 Oct 2025
14-15 May 2026
Advanced Sanctions - Securities & Investments
£1390.00
3-4 Nov 2025
Conflicts of Interest - A Practical Guide & Workshop
£1390.00
29-30 Sep 2025
8-9 Jun 2026
Derivatives and ISDA®
£1790.00
15-16 Sep 2025
FCA Compliant Complaints Handling
£1190.00
12-13 Mar 2026
Financial Promotions Workshop - Suitable for All Regulated Firms
£1190.00
23-24 Feb 2026
8-9 Oct 2026
Generative AI in Finance and Banking
£1790.00
22-23 Sep 2025
Roles and Responsibilities of the Money Laundering Reporting Officer (MLRO)
£1390.00
2-3 Oct 2025
5-6 Mar 2026
17-18 Sep 2026
The “Failure to Prevent Fraud” Offence : Complying with the ECCTA 2023 Obligation
£695.00
17 Jul 2025
21 Jan 2026
07 Sep 2026
The ICAAP Workshop; Preparing, Reviewing & Deployment
£1390.00
9-10 Oct 2025
13-14 Apr 2026
5-6 Nov 2026
Vulnerable Customers
£1390.00
20-21 Nov 2025
14-15 May 2026
COMPLIANCE COURSES
Up to
60% discount
applied on multiple places/or multiple courses booked. Click on the course titles below to see discounts available and read the full course outlines.
In-house courses
Course
Advanced Sanctions Risks
AML & Financial Crime for Legal Professionals
Bank Capital Adequacy Under Basel III and CRD IV & V
Conduct Risk - How the Regulatory Changes Impact You & Your Business and Current Best Practice
Conducting AML Investigations
Customer Due Diligence Masterclass
Delivering Effective Compliance Reports
Effective Suspicious Activity Reports & Suspicious Transaction Reports - The 5 'W's
Emerging Technologies in Artificial Intelligence & Machine Learning for Finance and Banking
FCA CASS Rules
GDPR - General Data Protection Regulation
Market Abuse Workshop
Operational Resilience: Building Effective Frameworks
Terrorist & Proliferation Financing
The Anti-Greenwashing Rule: Understanding and Managing the Risk
The Board & Corporate Governance
The EU Artificial Intelligence (AI) Act Compliance
The New Consumer Duty & The Requirements for Firms
Trade Based Money Laundering (TBML) and Sanctions Compliance
Trading of Securities Lending