Compliance Courses
Welcome to Redcliffe Training, your trusted source for high-level financial compliance training, providing you with the knowledge and skills required to navigate regulatory compliance.
Contact us today to discuss your requirements and the bespoke elements offered: our expert team is ready to assist you.
Book Finance Compliance Training
Course Title
Type
Price
Dates
Location
Go from novice to expert with this step-by-step training on the financial markets and how they work in practice, reviewing the central pieces of UK legislation and the Institutions/Regulators that oversee them.
Analyse and learn to develop a critical understanding of the risks and impact of sanctions in issuing, trading, selling or facilitating securities
New
Course
New
Vulnerable Customers
Learn about the FCA expectations and understand how to respond
Details
Learn about the FCA expectations and understand how to respond
New
Course
New
Delivering Effective Compliance Reports
Learn how to communicate key issues requiring action and help senior managers demonstrate compliance with their conduct rule requirements
Details
Learn how to communicate key issues requiring action and help senior managers demonstrate compliance with their conduct rule requirements
Learn to identify, monitor and reduce the compliance risks that are key to your business
New
Course
New
Customer Due Diligence Masterclass
A guide for managing money laundering, tax evasion, terrorist financing and sanctions risks following regulatory laws and obligations. Master the evolving financial crime threat landscape.
Details
A guide for managing money laundering, tax evasion, terrorist financing and sanctions risks following regulatory laws and obligations. Master the evolving financial crime threat landscape.
New
Course
New
Market Abuse Workshop
Understand the legal & regulatory requirements and learn how to build an appropriate control framework
Details
Understand the legal & regulatory requirements and learn how to build an appropriate control framework
The purpose, principles, evolution and application of the Basel Capital Adequacy regulations
New
Course
New
FCA CASS Rules
Learn the Revised Auditing Standard & SMCR Responsibilities
Details
Learn the Revised Auditing Standard & SMCR Responsibilities
New
Course
New
Operational Resilience: Building Effective Frameworks
Learn about the regulatory drivers and priorities. Recognise the milestones and timelines to full compliance and understand the criteria by which you can identify important business services
Details
Learn about the regulatory drivers and priorities. Recognise the milestones and timelines to full compliance and understand the criteria by which you can identify important business services
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Begin Your Regulatory Compliance Training Journey
Redcliffe Training’s diverse range of courses are delivered by compliance specialists with established careers.
Courses include
Derivatives & ISDA: a comprehensive overview of derivatives trading, covering key products, market workings, ISDA documentation, compliance, and practical issues like netting, valuation, and loan transaction integration.
If you’re looking for the most up-to-date technical knowledge surrounding sanctions, consider Redcliffe's financial compliance courses on
Advanced Sanctions: Securities & Investments or
Advanced Sanctions Risk training.
New for 2025: A brand-new course to attend is
Trading of Securities Lending: a deep dive into securities lending and borrowing. It covers collateral management, short-selling strategies, associated risks, and market practices, offering practical insights for professionals trading and lending.
Flexible Learning
At Redcliffe Training, our commitment is to you, the learner. We ensure a straightforward process with flexible options tailored to your needs. Participants can opt for public online financial compliance training sessions, delivered live on a specified date and time.
Alternatively, we provide a bespoke, in-house training option in which course content is specific to your team's needs.
The majority of our compliance courses are available both publicly online and in-house. While we specify public dates, in-house sessions are delivered on a date and time that best suits you.
Highlights of our Financial Compliance Training Courses
Whether you want to understand the
roles and responsibilities of the MLRO, know the current rules of
Financial Promotions inside-out, master
conflicts of interest or learn the FCA compliance expectations of
dealing with vulnerable customers, here’s what you can take away:
- Regulatory frameworks and updates: Gain a clear understanding of the latest regulatory developments and frameworks, such as an FCA course, ensuring your compliance practices remain up-to-date and aligned with current standards.
- Risk assessment and management: Learn how to identify, evaluate, and mitigate potential risks within your organisation to ensure compliance and safeguard against regulatory breaches.
- Best practices in compliance: Explore proven strategies and methodologies for implementing effective compliance programs tailored to your industry.
- Ethical considerations: Understand the importance of ethical decision-making in compliance, helping you build a culture of integrity and accountability across your organisation.
- Reporting and documentation requirements: Master the processes for accurate reporting and maintaining comprehensive records to meet regulatory expectations and support audit readiness.
Elevate Your Compliance Expertise Today
Take the logical next step and choose Redcliffe as your financial compliance course provider. Our expert trainers, interactive sessions, and comprehensive content set the stage for your success. To learn more about what we offer or discuss tailored solutions, call us at
+44 (0)20 7387 4484 or simply
contact us. Join the ranks of high-level professionals who trust Redcliffe Training for unparalleled training.
FAQ
Do you offer discounts for single places and block bookings for any of your regulatory compliance courses?
Yes, both options are available for our public courses. Your time, resources and learning journey are vital, and we recognise this with fixed-time promotions, helping you secure your spot at a reduced rate. Financial compliance training is included in our flexible booking policy, allowing you to maximise savings by booking different participants on multiple courses. Please see each course page for more details on applicable discounts.