Financial Compliance Courses

Welcome to Redcliffe Training, your trusted source for high-level financial compliance training courses. Designed to empower you with the knowledge and skills required to navigate the intricate world of regulatory compliance, sessions are delivered both live online and in person. If you have any questions or require bespoke training, please don't hesitate to contact us. Our team is ready to assist you on your journey to finding the right compliance training elements you need.

Book Compliance Training Courses Here

Course Title
Delivering Effective Compliance Reports

Learn how to clearly communicate key issues requiring action and help senior managers to demonstrate compliance with their conduct rule requirements

Risk Based Compliance Monitoring Programme

Learn how to identify, monitor and reduce the compliance risks that are key to your business

Customer Due Diligence Masterclass

Learn how to manage money laundering, tax evasion and terrorist financing risks under regulatory laws and obligations, as well as, an evolving financial crime threat landscape.

Market Abuse Workshop

Understand the legal and regulatory requirements and learn how to build an appropriate control framework

Bank Capital Adequacy Under Basel III and CRD IV & V

The purpose, principles, evolution and application of the Basel Capital Adequacy regulations


Learn the Revised Auditing Standard & SMCR Responsibilities

Operational Resilience: Building Effective Frameworks

Learn about the regulatory drivers and priorities, recognise the milestones and timelines to full compliance and understand the criteria by which you can identify important business services

The New Consumer Duty & The Requirements for Firms

Learn about FCA Requirements & Effective Practice Considerations. More than just Treating Customers Fairly?

Trade Based Money Laundering (TBML) and Sanctions Compliance

Learn TBML and sanctions compliance by identifying and understanding risk features of core product areas and key aspects from an audit and compliance risk perspective

Anti-Bribery & Corruption: Managing Emerging Risks

Learn the adequate and effective management of emerging risks with Anti-Bribery and Corruption Training

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At Redcliffe, we provide diverse courses, delivered online and in person by experts. Compliance training for financial services specialists is meticulously crafted to further enhance your knowledge. Two standout options include our Advanced Sanctions Risks course and Conflicts of Interest. As specialised programs they delve deep into critical compliance areas, providing you with invaluable insights and strategies to tackle complex challenges in the financial services sector.

Choose Your Compliance Learning Path

It’s easy to take part in financial compliance courses at Redcliffe Training as our flexible commitment to you ensures choice. Opt for a learning format suiting your schedule and preferences via online and in-house training.

Most of our courses are available in two formats; live, online training and in-house. Live compliance training is conducted on specific dates, providing you the opportunity to participate in dynamic, interactive sessions from the comfort of your own space. Alternatively, if you have a group of participants, in-house financial compliance courses offer a tailored approach based on your company’s specific needs and schedule.

Early Bird Savings and Discounts

Your time, resources and learning journey are all important and at Redcliffe Training we recognise this with early bird discounts, helping you secure your spot at a reduced rate. Our booking policy is flexible allowing you to maximize savings by booking different participants on multiple compliance training courses. We're committed to helping you achieve your professional goals without breaking the bank.

Explore Compliance Training for Financial Services

Discover a wide array of compliance training courses tailored to the financial services industry. Popular courses include Proficiency of the Money Laundering Reporting Officer (MLRO) and discovering the expectations of effectively Dealing with Vulnerable Customers.

Our compliance courses cover a host of topics, including:

  • Regulatory frameworks and updates
  • Risk assessment and management
  • Best practices in compliance
  • Ethical considerations
  • Reporting and documentation requirements

Elevate Your Compliance Expertise Today

Take the logical next step and choose Redcliffe Training as your provider. Our expert trainers, interactive training, and comprehensive financial compliance courses set the stage for your success. To learn more about what we offer or discuss tailored solutions, call us at +44 (0)20 7387 4484 or simply contact us. Join the ranks of high-level professionals who trust Redcliffe Training for unparalleled financial services compliance training.

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