Compliance Courses

Welcome to Redcliffe Training, your trusted source for high-level financial compliance training providing you with the knowledge and skills required to navigate regulatory compliance. Contact us today to discuss your requirements and the bespoke elements offered: our expert team is ready to assist you.

Book Finance Compliance Training

Course Title
Type
Price
Dates
Location
Risk Based Compliance Monitoring Programme

Learn how to identify, monitor and reduce the compliance risks that are key to your business

Customer Due Diligence Masterclass

A guide for managing money laundering, tax evasion, terrorist financing and sanctions risks following regulatory laws and obligations. Master the evolving financial crime threat landscape.

Market Abuse Workshop

Understand the legal & regulatory requirements and learn how to build an appropriate control framework

Bank Capital Adequacy Under Basel III and CRD IV & V

The purpose, principles, evolution and application of the Basel Capital Adequacy regulations

FCA CASS Rules

Learn the Revised Auditing Standard & SMCR Responsibilities

Operational Resilience: Building Effective Frameworks

Learn about the regulatory drivers and priorities. Recognise the milestones and timelines to full compliance and understand the criteria by which you can identify important business services

The New Consumer Duty & The Requirements for Firms

Master the FCA requirements and effective practice considerations. Discover if it's more than just Treating Customers Fairly.

FCA Compliant Complaints Handling

Learn about FCA Requirements & Effective Practice Considerations

Trade Based Money Laundering (TBML) and Sanctions Compliance

Learn TBML and sanctions compliance by identifying and understanding risk features of core product areas and key aspects from an audit and compliance risk perspective

Advanced Sanctions Risks

Learn from a thorough analysis of important topics in sanctions risk management


pdfClick here to download course category brochure

Begin Your Regulatory Compliance Training Journey

Redcliffe Training’s diverse range of courses are delivered by compliance specialists with established careers.

Courses include Derivatives & ISDA: a comprehensive overview of derivatives trading, covering key products, market workings, ISDA documentation, compliance, and practical issues like netting, valuation, and loan transaction integration.

If you’re looking for the most up-to-date technical knowledge surrounding sanctions, consider Redcliffe's financial compliance courses on Advanced Sanctions: Securities & Investments or Advanced Sanctions Risk training.

New for 2025: A brand-new course to attend is Trading of Securities Lending: a deep dive into securities lending and borrowing. It covers collateral management, short-selling strategies, associated risks, and market practices, offering practical insights for professionals trading and lending professionals.

Flexible Learning

At Redcliffe Training, our commitment is to you, the learner. We ensure a straightforward process with flexible options tailored to your needs. Participants can opt for public online financial compliance training sessions, delivered live at a specified date and time.

Alternatively, we provide a bespoke, in-house training option whereby course content is specific to the needs of your team.

The majority of our compliance courses are available both publicly online and in-house. Whilst public dates are specified by us, in-house sessions are delivered on a date and time that best suits you.

Financial Compliance Training Highlights

Whether you want to understand the roles and responsibilities of the MLRO, know the current rules of Financial Promotions inside-out, master conflicts of interest or discover the FCA expectations of effectively dealing with vulnerable customers, here’s what you can take away:

  • Regulatory frameworks and updates: Gain a clear understanding of the latest regulatory developments and frameworks, ensuring your compliance practices remain up-to-date and aligned with current standards.
  • Risk assessment and management: Learn how to identify, evaluate, and mitigate potential risks within your organisation to ensure compliance and safeguard against regulatory breaches.
  • Best practices in compliance: Explore proven strategies and methodologies for implementing effective compliance programs tailored to your industry.
  • Ethical considerations: Understand the importance of ethical decision-making in compliance, helping you build a culture of integrity and accountability across your organisation.
  • Reporting and documentation requirements: Master the processes for accurate reporting and maintaining comprehensive records to meet regulatory expectations and support audit readiness.

Elevate Your Compliance Expertise Today

Take the logical next step and choose Redcliffe as your financial compliance course provider. Our expert trainers, interactive sessions, and comprehensive content sets the stage for your success. To learn more about what we offer or discuss tailored solutions, call us at +44 (0)20 7387 4484 or simply contact us. Join the ranks of high-level professionals who trust Redcliffe Training for unparalleled training.

FAQ

Do you offer discounts for single places and block bookings for any of your regulatory compliance courses?

Yes, both options are available for our public courses. Your time, resources and learning journey are vital and we recognise this with fixed-time promotions, helping you secure your spot at a reduced rate. Financial compliance training is included in our flexible booking policy, allowing you to maximise savings by booking different participants on multiple courses. Please see each course page for more details on applicable discounts.

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