Our public courses can also be presented in-house for you, with the majority also available in live webinar format. Please contact us for details.

Course Title
Customer Due Diligence Masterclass

Learn how to manage money laundering, tax evasion and terrorist financing risks in accordance with regulatory laws and obligations, as well as, an evolving financial crime threat landscape.

Treating Customers Fairly

The importance of TCF and building consumer confidence in the industry

Market Abuse Workshop

Understand the legal and regulatory requirements and learn how to build an appropriate control framework

The Latest Basel IV Regulatory Requirements

Learn a detailed review of the Basel IV accords issued by the BIS

FCA Conduct of Business Rules

Gain an outline to the key requirements of COBs and the transposition of MiFID provisions and recognise good practice / avoid poor practices

Bank Capital Adequacy Under Basel III and CRD IV & V

The purpose, principles, evolution and application of the Basel Capital Adequacy regulations


The Revised Auditing Standard & SMCR Responsibilities

Operational Resilience: Building Effective Frameworks

Gain how to understand the regulatory drivers and priorities, recognise the milestones and timelines to full compliance and understand the criteria by which you can identify important business services

AML Escalation Workshop

The challenges and solutions available for effective, manageable and compliant AML escalations.

pdfClick here to download course category brochure

At Redcliffe Training, we want to ensure you choose the most appropriate Compliance courses for your needs. Our trainers are all former practitioners who deliver highly technical, practical and best practice accounting courses covering a wide range of pertinent topics.
We offer Compliance course outlines covering the following:

  • A Comprehensive Guide to UK Financial Services Regulation and Compliance
  • AML Escalation Workshop
  • Advanced Sanctions - Securities & Investments
  • Advanced Sanctions Risks
  • Anti-Bribery & Corruption: Managing Emerging Risks
  • Bank Capital Adequacy Under Basel III and CRD IV & V
  • Compliance Issues in Green Investing and Sustainable Finance
  • Conflicts of Interest - A Practical Guide & Workshop
  • Customer Due Diligence Masterclass
  • Delivering Effective Compliance Reports
  • Derivatives and ISDA
  • Essential AML/FCC Escalation & Suspicion Reporting Workshop
  • FCA CASS Rules
  • FCA Compliant Complaints Handling
  • FCA Conduct of Business Rules
  • Financial Crime and Compliance Masterclass Including CTF & AML
  • Financial Promotions Workshop – Suitable for All Regulated Firms
  • Fundamental Review of the Trading Book
  • Market Abuse Workshop
  • Operational Resilience: Building Effective Frameworks
  • Risk Based Compliance Monitoring Programme
  • Roles and Responsibilities of the Money Laundering Reporting Officer (MLRO)
  • The Board & Corporate Governance
  • The ICAAP Workshop; Preparing, Reviewing & Deployment
  • The Latest Basel IV Regulatory Requirements
  • The New Consumer Duty & The Requirements for Firms
  • Trade Based Money Laundering (TBML) and Sanctions Compliance
  • Treating Customers Fairly
  • Vulnerable Customers

Our Compliance courses are presented on publicly scheduled dates (shown above) or if you have a group of participants it can be cost effective for the course to be presented exclusively for your company on a date of your choosing

Each compliance course is presented via live interactive webinar – Zoom – a platform purposely designed to facilitate an interactive and engaging learning experience which rivals that of a classroom. Participants will have live access to the trainers and the opportunity for live Q&A. Our trainers can also make use of a range of learning tools built into Zoom, including virtual whiteboards, live annotations and breakout rooms.

If you would like to find out more about either option please call us on +44 (0)20 7387 4484 or, please fill out our contact form and we will contact you straightaway.

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