Compliance Courses

Welcome to Redcliffe Training, your trusted source for high-level regulatory compliance training. Our programmes provide expert knowledge and skills to navigate regulatory compliance. Contact us today to discuss your requirements or the bespoke training you need.

Explore Regulatory Compliance Courses

Course Title
Type
Price
Dates
Location
Advanced Sanctions Risks

A thorough analysis of the critical topics in sanctions risk management

The Board & Corporate Governance

Build the trust, transparency & accountability necessary for fostering long-term investment, financial stability & business integrity to support stronger growth & more inclusive societies

The Anti-Greenwashing Rule: Understanding and Managing the Risk

Discover the essential strategies, risks, and actionable steps needed to empower participants with the knowledge to create robust internal anti-greenwashing control frameworks

Effective Suspicious Activity Reports & Suspicious Transaction Reports - The 5 'W's

Expertly write effective SAR/STRs and master the data collection process. Learn how these reports can meet existing regulations and how regulators and law enforcement need them written to apply these regulations correctly.

Terrorist & Proliferation Financing

Learn the up-to-date terrorist financing methodologies, how to spot terrorist flows and their direct connections with sanctions and proliferation financing. We also cover best practices in CFT/PF prevention inside a business and the importance of professional scepticism to success.

AML & Financial Crime for Legal Professionals

Learn the how AML rules impact law firms, their clients and their suppliers. The course also covers best practice in due diligence and KYC and offers practical solutions in establishing the ultimate controller of different client structures.

Conducting AML Investigations

Learn the most up-to-date techniques for conducting investigations, best practices in SARs/STRs, the importance of good data and how to deal with pre- and post-reporting issues.

Conduct Risk - How the Regulatory Changes Impact You & Your Business and Current Best Practice

Learn what the regulators now expect from firms, how to apply the rules in practice, and how to prepare your firm for the regulations and regulatory enforcement. In addition, we demystify the jargon to ensure you can easily understand the rules.

Trading of Securities Lending

An in-depth examination of trading to settlement principles, collateral management, and the associated risks.

The EU Artificial Intelligence (AI) Act Compliance

Master the key aspects of EU AI Act compliance


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Your Compliance Training Journey

Redcliffe Training offers a variety of courses, delivered by compliance specialists.

One such expert-led course is Derivatives & ISDA. This is a comprehensive overview of derivatives, key products, market workings, ISDA documentation, compliance, and practical issues.

Or if you’re looking for securities compliance training for sanctions, consider one of Redcliffe's financial compliance courses. This includes offerings such as Advanced Sanctions: Securities & Investments and Advanced Sanctions Risks.

New for 2025: A brand-new course from Redcliffe is Trading of Securities Lending. This is a deep dive into securities lending and borrowing. Master collateral management, short-selling strategies, associated risks, and market practices.

Flexible Learning Options

At Redcliffe Training, our commitment is to you, the learner. We ensure a straightforward process with flexible training options tailored to your needs.

Participants can opt for public online bank compliance training. Public courses are live on a specified date and time.

Alternatively, we provide bespoke, in-house course options. Here, course content is specific to your team's needs. In-house sessions are delivered on a date and time that best suits you.

The majority of our regulatory compliance training courses are available online and in-house.

Regulatory Compliance Training Highlights

Whether you want to understand the roles and responsibilities of the MLRO, the current rules of the FCA Financial Promotions, master conflicts of interest for your organisation or corporate governance, here’s what you can take away:

  • Regulatory frameworks and updates. Gain a clear understanding of the latest regulatory developments and frameworks, such as FCA compliance and conduct rules. Ensure your systems and controls remain up-to-date and aligned with current compliance standards.
  • Risk assessment and management. Learn how to identify, check, and mitigate potential risks within your organisation.
  • Best practices in compliance function. Explore proven strategies and methodologies for implementing effective compliance tailored to your industry.
  • Ethical considerations. Understand the importance of ethical decision-making in compliance. Build a culture of integrity and accountability across your organisation.
  • Reporting and documentation requirements. Master the processes for accurate reporting and maintaining comprehensive records. Meet regulatory expectations and support audit readiness.

Elevate Your Compliance Expertise Today

Take the logical next step and choose Redcliffe Training for your regulatory compliance training needs. Our expert trainers with real-world experience, interactive sessions, and comprehensive content set the stage for your success.

To learn more about what we offer or discuss tailored solutions, call us at +44 (0)20 7387 4484 or fill out our contact form. Join the thousands of high-level professionals who trust Redcliffe Training for unparalleled training.

FAQ

Do you offer discounts for single places and block bookings for any of your regulatory compliance training online?

Yes, both options are available for our public courses. Your time, resources and learning journey are vital, and we recognise this with fixed-time promotions, helping you secure your spot at a reduced rate. You can also maximise savings by booking different participants on different courses. Please see each course page for more details on applicable discounts.

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